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RBI compliance checklist
Track every periodic filing and governance task. Click a status to update it — your progress is saved in this browser.
- RBI-Aligned Process
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0 of 19 tasks complete
| Task | Category | Frequency | Due | Status |
|---|---|---|---|---|
| Statutory auditor certificate on NBFC eligibility | RBI Returns | Annual | Within 1 month of audit | |
| Annual return on NOF and principal business criteria | RBI Returns | Annual | 30 June | |
| Quarterly return on important prudential parameters | RBI Returns | Quarterly | 15 days after quarter | |
| Statement of short-term dynamic liquidity (ALM-2) | RBI Returns | Monthly | 10th of next month | |
| Structural liquidity & interest rate sensitivity (ALM-1/3) | RBI Returns | Half-yearly | 20 days after half-year | |
| Submit credit information to all four credit bureaus | Credit & Risk | Monthly | Fortnightly / monthly | |
| Review of asset classification and provisioning | Credit & Risk | Quarterly | Quarter end | |
| Large exposure and concentration review | Credit & Risk | Quarterly | Quarter end | |
| Board meeting with compliance report | Governance | Quarterly | Within 120 days gap | |
| Audit Committee & Risk Management Committee meetings | Governance | Quarterly | Quarter end | |
| Fit & proper declarations from directors | Governance | Annual | 1 April | |
| Annual review of all board-approved policies | Governance | Annual | Financial year end | |
| Periodic KYC updation of customers | KYC-AML | Ongoing | As per risk category | |
| Cash & suspicious transaction reports to FIU-IND | KYC-AML | Monthly | 15th of next month | |
| CKYC uploads | KYC-AML | Ongoing | Within 10 days of onboarding | |
| Grievance redressal report and Ombudsman data | Customer Protection | Quarterly | Quarter end | |
| Fair Practices Code display & review | Customer Protection | Annual | Financial year end | |
| IT & cyber-security audit | Technology | Annual | Financial year end | |
| Cyber incident reporting to RBI | Technology | Ongoing | Within 6 hours |
Indicative timelines only. Exact due dates vary by NBFC layer and category — confirm with your compliance officer.
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